SEC Form 4 · accession 0001437749-16-043782

QAD INC · QADA, QADB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP/Chief Accounting Officer

Period of report

Dec 23, 2016

Accepted (ET)

Dec 27, 2016 · 12:12 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001036188

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock ($0.001 par value)	Dec 23, 2016	M	1,125	$9.95	A	11,251	D
Class A Common Stock ($0.001 par value)	Dec 23, 2016	D	371	$30.20	D	10,880	D
Class A Common Stock ($0.001 par value)	Dec 23, 2016	F	283	$30.20	D	10,597	D
Class A Common Stock ($0.001 par value)	Dec 23, 2016	M	3,375	$12.85	A	13,972	D
Class A Common Stock ($0.001 par value)	Dec 23, 2016	D	1,437	$30.20	D	12,535	D
Class A Common Stock ($0.001 par value)	Dec 23, 2016	F	728	$30.20	D	11,807	D
Class A Common Stock ($0.001 par value)	Dec 23, 2016	M	3,375	$11.81	A	15,182	D
Class A Common Stock ($0.001 par value)	Dec 23, 2016	D	1,320	$30.20	D	13,862	D
Class A Common Stock ($0.001 par value)	Dec 23, 2016	F	772	$30.20	D	13,090	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Stock Appreciation Right (Right to Buy)	$9.95	Dec 23, 2016	M	1,125	D	Jun 7, 2012	Jun 7, 2019	Class A Common Stock	1,125	D
Stock Appreciation Right (Right to Buy)	$12.85	Dec 23, 2016	M	3,375	D	Jun 12, 2013	Jun 12, 2020	Class A Common Stock	3,375	D
Stock Appreciation Right (Right to Buy)	$11.81	Dec 23, 2016	M	3,375	D	Jun 11, 2014	Jun 11, 2021	Class A Common Stock	3,375	D