SEC Form 5 · accession 0001140361-16-056970
QAD INC · QADA, QADB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl F Lopker
Officer — CEO · Director · 10% Owner
Period of report
Jan 31, 2016
Accepted (ET)
Mar 8, 2016 · 3:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001036188
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock ($0.001 par value) | Dec 4, 2015 | G | 173,000 | $0.00 | D | 5,350,835 | D | |
| Class A Common Stock ($0.001 par value) | holding | — | — | — | 103,860 | D | ||
| Class A Common Stock ($0.001 par value) | holding | — | — | — | 103,511 | I | By spouse | |
| Class A Common Stock ($0.001 par value) | holding | — | — | — | 5,084 | I | Lopker Family 1997 Charitable Remainder Trust |
Table II — derivative securities
No Table II lines on this filing.