SEC Form 4 · accession 0001140361-15-034042

QAD INC · QADA, QADB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, Global Services

Period of report

Aug 31, 2015

Accepted (ET)

Sep 1, 2015 · 4:18 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001036188

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock ($0.001 par value)	Aug 31, 2015	M	4,000	$5.04	A	21,677	D
Class A Common Stock ($0.001 par value)	Aug 31, 2015	D	801	$25.17	D	20,876	D
Class A Common Stock ($0.001 par value)	Aug 31, 2015	F	1,202	$25.17	D	19,674	D
Class A Common Stock ($0.001 par value)	Aug 31, 2015	M	2,000	$9.80	A	21,674	D
Class A Common Stock ($0.001 par value)	Aug 31, 2015	D	779	$25.17	D	20,895	D
Class A Common Stock ($0.001 par value)	Aug 31, 2015	F	458	$25.17	D	20,437	D
Class B Common Stock ($0.001 par value)	Aug 31, 2015	M	1,000	$5.04	A	1,164	D
Class B Common Stock ($0.001 par value)	Aug 31, 2015	D	249	$20.32	D	915	D
Class B Common Stock ($0.001 par value)	Aug 31, 2015	F	282	$20.32	D	633	D
Class B Common Stock ($0.001 par value)	Aug 31, 2015	M	500	$9.80	A	1,133	D
Class B Common Stock ($0.001 par value)	Aug 31, 2015	D	242	$20.32	D	891	D
Class B Common Stock ($0.001 par value)	Aug 31, 2015	F	97	$20.32	D	794	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Stock Appreciation Right (Right to Buy)	$5.04	Aug 31, 2015	M	4,000	D	Feb 5, 2010	Feb 5, 2017	Class A Common Stock	4,000	D
Stock Appreciation Right (Right to Buy)	$9.80	Aug 31, 2015	M	2,000	D	Oct 15, 2010	Oct 15, 2017	Class A Common Stock	2,000	D
Stock Appreciation Right (Right to Buy)	$5.04	Aug 31, 2015	M	1,000	D	Feb 5, 2010	Feb 5, 2017	Class B Common Stock	1,000	D
Stock Appreciation Right (Right to Buy)	$9.80	Aug 31, 2015	M	500	D	Oct 15, 2010	Oct 15, 2017	Class B Common Stock	500	D