SEC Form 5 · accession 0001140361-15-011674

QAD INC · QADA, QADB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP & Chief Marketing Officer

Period of report

Jan 31, 2015

Accepted (ET)

Mar 13, 2015 · 2:27 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001036188

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock ($0.001 par value)^F1	Jun 14, 2014	W	14,169	$21.93	D	0	D
Class B Common Stock ($0.001 par value)	Jun 14, 2014	W	2,685	$18.99	D	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Stock Appreciation Right (right to buy)	$7.82	Jun 14, 2014	W	4,349	D	Aug 13, 2010	Apr 2, 2015	Class A Common Stock	4,349	D
Stock Appreciation Right (right to buy)	$9.80	Jun 14, 2014	W	10,000	D	Oct 15, 2010	Oct 15, 2017	Class A Common Stock	10,000	D
Stock Appreciation Right (right to buy)	$9.95	Jun 14, 2014	W	3,375	D	Jun 7, 2012	Jun 7, 2019	Class A Common Stock	3,375	D
Stock Appreciation Right (right to buy)	$12.85	Jun 14, 2014	W	3,750	D	Jun 12, 2013	Jun 12, 2020	Class A Common Stock	3,750	D
Stock Appreciation Right (right to buy)	$11.81	Jun 14, 2014	W	1,875	D	Jun 11, 2014	Jun 11, 2021	Class A Common Stock	1,875	D
Stock Appreciation Right (right to buy)	$7.82	Jun 14, 2014	W	1,088	D	Aug 13, 2010	Apr 2, 2015	Class B Common Stock	1,088	D
Stock Appreciation Right (right to buy)	$9.80	Jun 14, 2014	W	2,500	D	Oct 15, 2010	Oct 15, 2017	Class B Common Stock	2,500	D