SEC Form 5 · accession 0001140361-15-010346
QAD INC · QADA, QADB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pamela M Lopker
Officer — President · Director · 10% Owner
Period of report
Jan 31, 2015
Accepted (ET)
Mar 5, 2015 · 10:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001036188
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock ($0.001 par value) | Dec 19, 2014 | G | 41,000 | $0.00 | D | 5,747,464 | D | |
| Class A Common Stock ($0.001 par value) | Oct 3, 2014 | G | 2,760 | $0.00 | D | 327,380 | I | Lopker Family Foundation |
| Class A Common Stock ($0.001 par value) | Oct 13, 2014 | G | 2,383 | $0.00 | D | 324,997 | I | Lopker Family Foundation |
| Class A Common Stock ($0.001 par value) | Oct 15, 2014 | G | 1,000 | $0.00 | D | 323,997 | I | Lopker Family Foundation |
| Class A Common Stock ($0.001 par value) | Oct 16, 2014 | G | 1,136 | $0.00 | D | 322,861 | I | Lopker Family Foundation |
| Class A Common Stock ($0.001 par value) | Sep 17, 2014 | G | 721 | $0.00 | D | 322,140 | I | Lopker Family Foundation |
| Class A Common Stock ($0.001 par value) | Oct 20, 2014 | G | 1,783 | $0.00 | D | 320,357 | I | Lopker Family Foundation |
| Class A Common Stock ($0.001 par value) | Oct 21, 2014 | G | 217 | $0.00 | D | 320,140 | I | Lopker Family Foundation |
| Class A Common Stock ($0.001 par value) | Dec 19, 2014 | G | 41,000 | $0.00 | A | 361,140 | I | Lopker Family Foundation |
| Class A Common Stock ($0.001 par value) | holding | — | — | — | 103,511 | D | ||
| Class A Common Stock ($0.001 par value) | holding | — | — | — | 5,084 | I | Lopker Family 1997 Charitable Remainder Trust | |
| Class A Common Stock ($0.001 par value) | holding | — | — | — | 103,860 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.