SEC Form 4 · accession 0001140361-18-026734
INVE Technologies, Inc. · INVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
May 30, 2018
Accepted (ET)
Jun 1, 2018 · 12:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001036044
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Non-Voting Convertible Preferred Stock, $0.001 parF1,F3,F2 | $4.00 | May 30, 2018 | P | 1,592,307 | A | May 30, 2018 | — | Common Stock | 1,592,307 | 3,980,768 | D |
| Series B Non-Voting Convertible Preferred Stock, $0.001 parF4,F2 | $4.00 | May 30, 2018 | P | 407,693 | A | May 30, 2018 | — | Common Stock | 407,693 | 1,019,232 | I |
Explanation of responses
- F1See Exhibit 99.1; Note 1.
- F2See Exhibit 99.1; Note 2.
- F3See Exhibit 99.1; Note 3.
- F4See Exhibit 99.1; Note 4.
Remarks
Exhibit List: Exhibit 99.1 - Explanation of Responses