SEC Form 4 · accession 0001140361-17-047404
INVE Technologies, Inc. · INVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Dec 21, 2017
Accepted (ET)
Dec 26, 2017 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001036044
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Non-Voting Convertible Preferred StockF1,F3,F2 | $4.00 | Dec 21, 2017 | P | 2,388,461 | A | Dec 21, 2023 | — | Common Stock | 2,388,461 | 2,388,461 | D |
| Series B Non-Voting Convertible Preferred StockF4,F2 | $4.00 | Dec 21, 2017 | P | 611,539 | A | Dec 21, 2023 | — | Common Stock | 611,539 | 611,539 | I |
Explanation of responses
- F1See Exhibit 99.1, Note 1.
- F2See Exhibit 99.1, Note 2.
- F3See Exhibit 99.1, Note 3.
- F4See Exhibit 99.1, Note 4.
Remarks
Exhibit List: Exhibit 99.1 - Explanation of Responses