SEC Form 5 · accession 0000899243-18-020752
INVE Technologies, Inc. · INVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Humphreys
Officer — CEO · Director
Period of report
Dec 31, 2017
Accepted (ET)
Jul 27, 2018 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001036044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 9, 2017 | F | 2,760 | $3.83 | D | 287,361 | D | |
| Common StockF2 | Feb 9, 2017 | F | 2,760 | $4.46 | D | 284,601 | D | |
| Common StockF3 | Mar 9, 2017 | F | 2,760 | $5.08 | D | 281,841 | D | |
| Common StockF4 | Apr 7, 2017 | F | 2,312 | $6.68 | D | 279,529 | D | |
| Common StockF5 | May 9, 2017 | F | 2,312 | $5.58 | D | 277,217 | D | |
| Common StockF6 | Jun 9, 2017 | F | 2,312 | $5.25 | D | 274,905 | D | |
| Common StockF7 | Jul 7, 2017 | F | 2,312 | $5.22 | D | 272,593 | D | |
| Common StockF8 | Aug 9, 2017 | F | 2,312 | $5.00 | D | 270,281 | D | |
| Common StockF9 | Sep 8, 2017 | F | 2,312 | $4.81 | D | 267,969 | D | |
| Common StockF10 | Oct 9, 2017 | F | 2,369 | $4.44 | D | 265,600 | D | |
| Common StockF11 | Nov 9, 2017 | F | 2,369 | $2.90 | D | 263,231 | D | |
| Common StockF12 | Dec 8, 2017 | F | 2,312 | $2.98 | D | 260,919 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes an aggregate of 201,771 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F10Includes an aggregate of 145,023 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F11Includes an aggregate of 138,717 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F12Includes an aggregate of 132,412 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F2Includes an aggregate of 195,465 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F3Includes an aggregate of 189,160 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F4Includes an aggregate of 182,855 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F5Includes an aggregate of 176,549 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F6Includes an aggregate of 170,244 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F7Includes an aggregate of 163,939 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F8Includes an aggregate of 157,633 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F9Includes an aggregate of 151,328 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.