SEC Form 4 · accession 0000899243-18-020751
INVE Technologies, Inc. · INVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Humphreys
Officer — CEO · Director
Period of report
Jan 9, 2018
Accepted (ET)
Jul 27, 2018 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001036044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 9, 2018 | F | 2,766 | $3.30 | D | 258,153 | D | |
| Common StockF2 | Feb 9, 2018 | F | 2,577 | $3.66 | D | 255,576 | D | |
| Common StockF3 | Mar 9, 2018 | F | 2,736 | $3.84 | D | 252,840 | D | |
| Common StockF4 | Apr 9, 2018 | F | 2,180 | $3.47 | D | 250,660 | D | |
| Common StockF5 | May 9, 2018 | F | 2,180 | $3.42 | D | 248,480 | D | |
| Common StockF6 | Jun 8, 2018 | F | 2,180 | $4.31 | D | 246,300 | D | |
| Common StockF7 | Jul 9, 2018 | F | 2,180 | $4.17 | D | 244,120 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes an aggregrate of 126,107 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F2Includes an aggregrate of 119,801 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F3Includes an aggregrate of 113,496 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F4Includes an aggregrate of 107,191 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F5Includes an aggregrate of 100,885 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F6Includes an aggregrate of 94,580 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F7Includes an aggregrate of 88,275 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.