SEC Form 5 · accession 0000899243-18-020750
INVE Technologies, Inc. · INVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Humphreys
Officer — CEO · Director
Period of report
Dec 31, 2016
Accepted (ET)
Jul 27, 2018 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001036044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 9, 2016 | F | 30,213 | $1.96 | D | 297,502 | D | |
| Common StockF2 | Oct 7, 2016 | F | 2,461 | $2.20 | D | 295,041 | D | |
| Common StockF3 | Nov 9, 2016 | F | 2,460 | $2.13 | D | 292,581 | D | |
| Common StockF4 | Dec 9, 2016 | F | 2,460 | $3.12 | D | 290,121 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes an aggregate of 226,992 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F2Includes an aggregate of 220,687 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F3Includes an aggregate of 214,381 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F4Includes an aggregate of 208,076 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.