SEC Form 4 · accession 0000899243-18-020748
INVE Technologies, Inc. · INVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandra Wallach
Officer — CFO
Period of report
Feb 15, 2018
Accepted (ET)
Jul 27, 2018 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001036044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2018 | F | 9,135 | $3.85 | D | 80,865 | D | |
| Common StockF2,F3 | May 9, 2018 | A | 40,000 | $0.00 | A | 120,865 | D | |
| Common StockF4 | May 15, 2018 | F | 1,906 | $3.72 | D | 118,959 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes an aggregate of 67,500 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F2Shares issuable upon settlement of a restricted stock unit award that vests as to 25% of the underlying shares on April 1, 2019 with additional vesting in equal quarterly installments over the following three years.
- F3Includes an aggregate of 67,500 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F4Includes an aggregate of 101,875 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested, including common stock issuable pursuant to the award on May 9, 2018.