SEC Form 4 · accession 0000899243-16-029658
INVE Technologies, Inc. · INVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Ousley
Director
Period of report
May 26, 2016
Accepted (ET)
Sep 21, 2016 · 8:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001036044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 6, 2016 | A | 51,757 | $0.00 | A | 64,244 | D | |
| Common StockF2,F3 | Aug 12, 2016 | A | 62,183 | $0.00 | A | 126,427 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 100% on date of grant.
- F2Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2016. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the date of the award or (ii) the separation of service.
- F3Includes an aggregate of 51,819 shares of common stock issuable pursuant to reported Restricted Stock Unit awards that have not vested.