SEC Form 4 · accession 0000899243-16-029656
INVE Technologies, Inc. · INVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Nina B. Shapiro
Director
Period of report
Aug 12, 2016
Accepted (ET)
Sep 21, 2016 · 8:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001036044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 12, 2016 | A | 43,875 | $0.00 | A | 43,875 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/11th monthly beginning the vesting commencement date of June 28, 2016. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the date of the award or (ii) the separation of service.
- F2Includes an aggregate of 39,886 shares of common stock issuable pursuant to reported Restricted Stock Unit awards that have not vested.