SEC Form 4 · accession 0000899243-16-022202
INVE Technologies, Inc. · INVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Humphreys
Officer — CEO · Director
Period of report
Jun 6, 2016
Accepted (ET)
Jun 8, 2016 · 9:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001036044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 6, 2016 | M | 302,657 | $2.17 | A | 327,715 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F2 | $4.36 | Jun 6, 2016 | M | 444,460 | A | — | Sep 9, 2025 | Common Stock | 444,460 | 444,460 | D |
Explanation of responses
- F1Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/4 on September 9, 2016 with additional vesting monthly over three years thereafter.
- F2Employee Stock Optins granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/4 on September 9, 2016 with additional vesting monthly over three years thereafter.