SEC Form 4 · accession 0001724827-17-000002
WAYNE SAVINGS BANCSHARES INC /DE/ · WAYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Hopkins
Director
Period of report
Nov 27, 2017
Accepted (ET)
Dec 11, 2017 · 3:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001036030
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Nov 27, 2017 | P | 10,125 | $18.01 | A | 82,366 | I | See Footnote |
| Common Stock, par value $0.01 per shareF1 | Dec 1, 2017 | P | 1,300 | $18.05 | A | 83,666 | I | See Footnote |
| Common Stock, par value $0.01 per shareF2 | Nov 27, 2017 | P | 10,125 | $18.01 | A | 74,524 | I | See Footnote |
| Common Stock, par value $0.01 per shareF3 | Nov 27, 2017 | P | 1,900 | $18.01 | A | 1,900 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares owned directly by Merlin Partners. Mr. Hopkins, solely by virtue of his position as the Portfolio Manager of Merlin Partners may be deemed to beneficially own the shares owned directly by Merlin Partners for purposes of Section 16. Mr. Hopkins expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F2Shares owned directly by Catalyst Partners. Mr. Hopkins, solely by virtue of his position as the Portfolio Manager of Catalyst Partners may be deemed to beneficially own the shares owned directly by Catalyst Partners for purposes of Section 16. Mr. Hopkins expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F3Shares owned directly by individuals who are related to Mr. Hopkins. Mr. Hopkins, solely by virtue of his relationship to the holders, may be deemed to beneficially own the shares owned directly by Merlin Partners for purposes of Section 16.