SEC Form 4 · accession 0001179110-18-007545
COMFORT SYSTEMS USA INC · FIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
T McKenna Trent
Officer — SrVP, General Counsel and Secy
Period of report
May 24, 2018
Accepted (ET)
May 25, 2018 · 2:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 24, 2018 | M | 754 | $13.87 | A | 46,095 | D | |
| Common Stock | May 24, 2018 | M | 5,614 | $11.21 | A | 51,709 | D | |
| Common Stock | May 24, 2018 | M | 1,765 | $13.86 | A | 53,474 | D | |
| Common StockF1 | May 24, 2018 | S | 8,133 | $45.79 | D | 45,341 | D | |
| Common StockF1 | May 24, 2018 | S | 2,500 | $46.38 | D | 42,841 | D | |
| Common Stock | May 25, 2018 | M | 136 | $13.86 | A | 42,977 | D | |
| Common Stock | May 25, 2018 | M | 5,147 | $16.15 | A | 48,124 | D | |
| Common Stock | May 25, 2018 | M | 2,717 | $19.67 | A | 50,841 | D | |
| Common StockF1 | May 25, 2018 | S | 8,000 | $46.01 | D | 42,841 | D | |
| Common StockF1 | May 25, 2018 | S | 2,500 | $46.04 | D | 40,341 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $13.87 | May 24, 2018 | M | 754 | D | Apr 1, 2014 | Mar 24, 2021 | Common Stock | 754 | 3,000 | D |
| Option to BuyF3 | $11.21 | May 24, 2018 | M | 5,614 | D | Apr 1, 2015 | Mar 26, 2022 | Common Stock | 5,614 | 10,000 | D |
| Option to BuyF4 | $13.86 | May 24, 2018 | M | 1,765 | D | Apr 1, 2016 | Mar 20, 2023 | Common Stock | 1,765 | 10,136 | D |
| Option to BuyF4 | $13.86 | May 25, 2018 | M | 136 | D | Apr 1, 2016 | Mar 20, 2023 | Common Stock | 136 | 10,000 | D |
| Option to BuyF5 | $16.15 | May 25, 2018 | M | 5,147 | D | Apr 1, 2017 | Mar 19, 2024 | Common Stock | 5,147 | 10,000 | D |
| Option to BuyF6 | $19.67 | May 25, 2018 | M | 2,717 | D | Apr 1, 2018 | Mar 25, 2025 | Common Stock | 2,717 | 10,000 | D |
Explanation of responses
- F1Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.
- F2Stock options were granted on 3/24/2011, vested equally over a three-year period, and were fully vested on 4/1/2014.
- F3Stock options were granted on 3/26/2012, vested equally over a three-year period, and were fully vested on 4/1/2015.
- F4Stock options were granted on 3/20/2013, vested equally over a three-year period, and were fully vested on 4/1/2016.
- F5Stock options were granted on 3/19/2014, vested equally over a three-year period, and were fully vested on 4/1/2017.
- F6Stock options were granted on 3/25/2015, vested equally over a three-year period, and were fully vested on 4/1/2018.