SEC Form 4 · accession 0001179110-18-006447
COMFORT SYSTEMS USA INC · FIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie Shaeff
Officer — Chief Accounting Officer
Period of report
May 7, 2018
Accepted (ET)
May 9, 2018 · 12:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 7, 2018 | M | 1,008 | $11.00 | A | 34,019 | D | |
| Common Stock | May 7, 2018 | M | 800 | $12.46 | A | 34,819 | D | |
| Common Stock | May 7, 2018 | M | 500 | $13.87 | A | 35,319 | D | |
| Common Stock | May 7, 2018 | M | 500 | $11.21 | A | 35,819 | D | |
| Common Stock | May 7, 2018 | M | 500 | $13.86 | A | 36,319 | D | |
| Common Stock | May 7, 2018 | M | 1,000 | $16.15 | A | 37,319 | D | |
| Common Stock | May 7, 2018 | M | 2,000 | $19.67 | A | 39,319 | D | |
| Common StockF1 | May 7, 2018 | S | 9,719 | $42.64 | D | 29,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $11.00 | May 7, 2018 | M | 1,008 | D | Apr 1, 2012 | Mar 26, 2019 | Common Stock | 1,008 | 0 | D |
| Option to BuyF3 | $12.46 | May 7, 2018 | M | 800 | D | Apr 1, 2013 | Mar 25, 2020 | Common Stock | 800 | 999 | D |
| Option to BuyF4 | $13.87 | May 7, 2018 | M | 500 | D | Apr 1, 2014 | Mar 24, 2021 | Common Stock | 500 | 1,166 | D |
| Option to BuyF5 | $11.21 | May 7, 2018 | M | 500 | D | Apr 1, 2015 | Mar 26, 2022 | Common Stock | 500 | 1,519 | D |
| Option to BuyF6 | $13.86 | May 7, 2018 | M | 500 | D | Apr 1, 2016 | Mar 20, 2023 | Common Stock | 500 | 4,174 | D |
| Option to BuyF7 | $16.15 | May 7, 2018 | M | 1,000 | D | Apr 1, 2017 | Mar 19, 2024 | Common Stock | 1,000 | 4,567 | D |
| Option to BuyF8 | $19.67 | May 7, 2018 | M | 2,000 | D | Apr 1, 2018 | Mar 25, 2025 | Common Stock | 2,000 | 4,030 | D |
Explanation of responses
- F1Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.
- F2Stock options were granted on 3/26/2009, vested equally over a three-year period, and were fully vested on 4/1/2012.
- F3Stock options were granted on 3/25/2010, vested equally over a three-year period, and were fully vested on 4/1/2013.
- F4Stock options were granted on 3/24/2011, vested equally over a three-year period, and were fully vested on 4/1/2014.
- F5Stock options were granted on 3/26/2012, vested equally over a three-year period, and were fully vested on 4/1/2015.
- F6Stock options were granted on 3/20/2013, vested equally over a three-year period, and were fully vested on 4/1/2016.
- F7Stock options were granted on 3/19/2014, vested equally over a three-year period, and were fully vested on 4/1/2017.
- F8Stock options were granted on 3/25/2015, vested equally over a three-year period, and were fully vested on 4/1/2018.