SEC Form 4 · accession 0001179110-18-005991
COMFORT SYSTEMS USA INC · FIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William George III
Officer — Chief Financial Officer
Period of report
Apr 30, 2018
Accepted (ET)
May 1, 2018 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 30, 2018 | M | 6,000 | $12.46 | A | 49,675 | D | |
| Common StockF1 | Apr 30, 2018 | S | 6,000 | $42.43 | D | 43,675 | D | |
| Common Stock | May 1, 2018 | M | 2,000 | $12.46 | A | 45,675 | D | |
| Common Stock | May 1, 2018 | M | 10,151 | $13.87 | A | 55,826 | D | |
| Common Stock | May 1, 2018 | M | 11,500 | $11.21 | A | 67,326 | D | |
| Common StockF1 | May 1, 2018 | S | 23,651 | $41.85 | D | 43,675 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $12.46 | Apr 30, 2018 | M | 6,000 | D | Apr 1, 2013 | Mar 25, 2020 | Common Stock | 6,000 | 4,000 | D |
| Option to BuyF2 | $12.46 | May 1, 2018 | M | 2,000 | D | Apr 1, 2013 | Mar 25, 2020 | Common Stock | 2,000 | 2,000 | D |
| Option to BuyF3 | $13.87 | May 1, 2018 | M | 10,151 | D | Apr 1, 2014 | Mar 24, 2021 | Common Stock | 10,151 | 9,000 | D |
| Option to BuyF4 | $11.21 | May 1, 2018 | M | 11,500 | D | Apr 1, 2015 | Mar 26, 2022 | Common Stock | 11,500 | 8,500 | D |
Explanation of responses
- F1Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.
- F2Stock options were granted on 3/25/2010, vested equally over a three-year period, and were fully vested on 4/1/2013.
- F3Stock options were granted on 3/24/2011, vested equally over a three-year period, and were fully vested on 4/1/2014.
- F4Stock options were granted on 3/26/2012, vested equally over a three-year period, and were fully vested on 4/1/2015.