SEC Form 4 · accession 0001179110-18-005971
COMFORT SYSTEMS USA INC · FIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian E. Lane
Officer — President/Chief Executive Off. · Director
Period of report
Apr 30, 2018
Accepted (ET)
May 1, 2018 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 30, 2018 | M | 25,000 | $11.21 | A | 223,846 | D | |
| Common StockF1 | Apr 30, 2018 | S | 25,000 | $42.32 | D | 198,846 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $11.21 | Apr 30, 2018 | M | 25,000 | D | Apr 1, 2015 | Mar 26, 2022 | Common Stock | 25,000 | 29,247 | D |
Explanation of responses
- F1Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.
- F2Stock options were granted on 3/26/2012, vested equally over a three-year period, and were fully vested on 4/1/2015.