SEC Form 4 · accession 0001179110-17-006479
COMFORT SYSTEMS USA INC · FIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William George III
Officer — Chief Financial Officer
Period of report
May 2, 2017
Accepted (ET)
May 3, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2017 | M | 3,000 | $13.15 | A | 50,062 | D | |
| Common Stock | May 2, 2017 | M | 3,000 | $12.46 | A | 53,062 | D | |
| Common Stock | May 2, 2017 | M | 16,454 | $11.21 | A | 69,516 | D | |
| Common StockF1 | May 2, 2017 | S | 22,454 | $36.47 | D | 47,062 | D | |
| Common StockF1 | May 2, 2017 | S | 5,942 | $36.80 | D | 41,120 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $13.15 | May 2, 2017 | M | 3,000 | D | Mar 26, 2011 | Mar 26, 2018 | Common Stock | 3,000 | 0 | D |
| Option to BuyF3 | $12.46 | May 2, 2017 | M | 3,000 | D | Mar 25, 2013 | Mar 25, 2020 | Common Stock | 3,000 | 10,000 | D |
| Option to BuyF4 | $11.21 | May 2, 2017 | M | 16,454 | D | Mar 26, 2015 | Mar 26, 2022 | Common Stock | 16,454 | 20,000 | D |
Explanation of responses
- F1Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Officer of the General Counsel.
- F2Stock options were granted on 3/26/2008; vested equally over a three-year period, and were fully vested on 3/26/2011.
- F3Stock options were granted on 3/25/2010, vested equally over a three-year period, and were fully vested on 3/25/2013.
- F4Stock options were granted on 3/26/2012, vested equally over a three-year period, and were fully vested on 3/26/2015.