SEC Form 4 · accession 0001179110-16-025582
COMFORT SYSTEMS USA INC · FIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
T McKenna Trent
Officer — SrVP, General Counsel and Secy
Period of report
May 25, 2016
Accepted (ET)
May 26, 2016 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 25, 2016 | M | 6,488 | $13.15 | A | 63,378 | D | |
| Common Stock | May 25, 2016 | M | 3,512 | $13.87 | A | 66,890 | D | |
| Common StockF1 | May 25, 2016 | S | 10,000 | $31.56 | D | 56,890 | D | |
| Common StockF1 | May 26, 2016 | S | 15,000 | $31.05 | D | 41,890 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $13.15 | May 25, 2016 | M | 6,488 | D | Mar 26, 2011 | Mar 26, 2018 | Common Stock | 6,488 | 0 | D |
| Option to BuyF3 | $13.87 | May 25, 2016 | M | 3,512 | D | Mar 24, 2014 | Mar 24, 2021 | Common Stock | 3,512 | 3,754 | D |
Explanation of responses
- F1Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.
- F2Stock options were granted on 03/26/2008, vested equally over a three-year period, and were fully vested on 03/26/2011.
- F3Stock options were granted on 03/24/2011, vested equally over a three-year period, and were fully vested on 03/24/2014.