SEC Form 4 · accession 0001179110-16-025074
COMFORT SYSTEMS USA INC · FIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie Shaeff
Officer — Chief Accounting Officer
Period of report
May 18, 2016
Accepted (ET)
May 19, 2016 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2016 | M | 4,155 | $11.94 | A | 45,545 | D | |
| Common Stock | May 18, 2016 | M | 3,600 | $13.15 | A | 49,145 | D | |
| Common Stock | May 18, 2016 | M | 3,000 | $11.00 | A | 52,145 | D | |
| Common Stock | May 18, 2016 | M | 2,000 | $12.46 | A | 54,145 | D | |
| Common Stock | May 18, 2016 | M | 2,000 | $13.87 | A | 56,145 | D | |
| Common Stock | May 18, 2016 | M | 1,000 | $11.21 | A | 57,145 | D | |
| Common StockF1 | May 18, 2016 | S | 25,258 | $30.47 | D | 31,887 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $11.94 | May 18, 2016 | M | 4,155 | D | Mar 28, 2010 | Mar 28, 2017 | Common Stock | 4,155 | 0 | D |
| Option to BuyF3 | $13.15 | May 18, 2016 | M | 3,600 | D | Mar 26, 2011 | Mar 26, 2018 | Common Stock | 3,600 | 3,601 | D |
| Option to BuyF4 | $11.00 | May 18, 2016 | M | 3,000 | D | Mar 30, 2012 | Mar 30, 2019 | Common Stock | 3,000 | 5,608 | D |
| Option to BuyF5 | $12.46 | May 18, 2016 | M | 2,000 | D | Mar 25, 2013 | Mar 25, 2020 | Common Stock | 2,000 | 5,599 | D |
| Option to BuyF6 | $13.87 | May 18, 2016 | M | 2,000 | D | Mar 25, 2014 | Mar 25, 2021 | Common Stock | 2,000 | 5,266 | D |
| Option to BuyF7 | $11.21 | May 18, 2016 | M | 1,000 | D | Mar 26, 2015 | Mar 26, 2022 | Common Stock | 1,000 | 2,019 | D |
Explanation of responses
- F1Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.
- F2Stock options were granted on 3/28/2007, vested equally over a three-year period, and were fully vested on 3/28/2010.
- F3Stock options were granted on 3/26/2008, vested equally over a three-year period, and were fully vested on 3/26/2011.
- F4Stock options were granted on 3/30/2009, vested equally over a three-year period, and were fully vested on 3/20/2012.
- F5Stock options were granted on 3/25/2010, vested equally over a three-year period, and were fully vested on 3/25/2013.
- F6Stock options were granted on 3/25/2011, vested equally over a three-year period, and were fully vested on 3/25/2014.
- F7Stock options were granted on 3/26/2012, vested equally over a three-year period, and were fully vested on 3/26/2015.