SEC Form 4 · accession 0001179110-16-021483
COMFORT SYSTEMS USA INC · FIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William George III
Officer — Chief Financial Officer
Period of report
Mar 9, 2016
Accepted (ET)
Mar 10, 2016 · 2:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2016 | M | 15,120 | $13.15 | A | 75,245 | D | |
| Common Stock | Mar 9, 2016 | M | 6,124 | $12.46 | A | 81,369 | D | |
| Common StockF1 | Mar 9, 2016 | S | 39,287 | $30.24 | D | 42,082 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $13.15 | Mar 9, 2016 | M | 15,120 | D | Mar 26, 2011 | Mar 26, 2018 | Common Stock | 15,120 | 3,000 | D |
| Option to BuyF3 | $12.46 | Mar 9, 2016 | M | 6,124 | D | Mar 25, 2013 | Mar 25, 2020 | Common Stock | 6,124 | 13,000 | D |
Explanation of responses
- F1Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.
- F2Stock options were granted on 3/26/2008, vested equally over a three-year period, and were fully vested on 3/26/2011.
- F3Stock options were granted on 3/25/2010, vested equally over a three-year period, and were fully vested on 3/25/2013.