SEC Form 4 · accession 0001179110-15-014709
COMFORT SYSTEMS USA INC · FIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Herman E Bulls
Director
Period of report
Nov 9, 2015
Accepted (ET)
Nov 10, 2015 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2015 | M | 10,000 | $13.51 | A | 75,484 | D | |
| Common StockF1 | Nov 9, 2015 | F | 4,451 | $30.36 | D | 71,033 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $13.51 | Nov 9, 2015 | M | 10,000 | D | May 17, 2008 | May 17, 2017 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Represents a "net exercise" of outstanding stock options. These shares were withheld by the Registrant for payment of the exercise price, based on the market price of the Registrant's common stock at the time of the option exercise on November 9, 2015 of $30.36.
- F2The options became fully vested on the one-year anniversary of the grant date of May 17, 2007.