SEC Form 4 · accession 0001179110-15-009118
COMFORT SYSTEMS USA INC · FIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie Shaeff
Officer — Chief Accounting Officer
Period of report
Jun 2, 2015
Accepted (ET)
Jun 3, 2015 · 7:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 2, 2015 | M | 3,500 | $11.94 | A | 52,476 | D | |
| Common Stock | Jun 2, 2015 | M | 10,000 | $11.21 | A | 62,476 | D | |
| Common StockF1 | Jun 2, 2015 | S | 25,411 | $22.88 | D | 37,065 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $11.94 | Jun 2, 2015 | M | 3,500 | D | Mar 28, 2010 | Mar 28, 2017 | Common Stock | 3,500 | 4,155 | D |
| Option to BuyF3 | $11.21 | Jun 2, 2015 | M | 10,000 | D | Mar 26, 2015 | Mar 26, 2022 | Common Stock | 10,000 | 3,019 | D |
Explanation of responses
- F1Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.
- F2Stock options were granted on 3/28/2007, vested equally over a three-year period, and were fully vested on 3/28/2010.
- F3Stock options were granted on 3/26/2012, vested equally over a three-year period, and were fully vested on 3/26/2015.