SEC Form 4 · accession 0001179110-15-008215
COMFORT SYSTEMS USA INC · FIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
T McKenna Trent
Officer — SrVP, General Counsel and Secy
Period of report
May 20, 2015
Accepted (ET)
May 20, 2015 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 20, 2015 | M | 6,870 | $11.94 | A | 56,776 | D | |
| Common Stock | May 20, 2015 | M | 7,756 | $11.00 | A | 64,532 | D | |
| Common Stock | May 20, 2015 | M | 7,599 | $12.46 | A | 72,131 | D | |
| Common StockF1 | May 20, 2015 | S | 22,225 | $22.47 | D | 49,906 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $11.94 | May 20, 2015 | M | 6,870 | D | Mar 28, 2010 | Mar 28, 2017 | Common Stock | 6,870 | 0 | D |
| Option to BuyF3 | $11.00 | May 20, 2015 | M | 7,756 | D | Mar 26, 2012 | Mar 26, 2019 | Common Stock | 7,756 | 0 | D |
| Option to BuyF4 | $12.46 | May 20, 2015 | M | 7,599 | D | Mar 25, 2013 | Mar 25, 2020 | Common Stock | 7,599 | 0 | D |
Explanation of responses
- F1Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.
- F2Stock options were granted on 3/28/2007, vested equally over a three-year period, and were fully vested on 3/28/2010.
- F3Stock options were granted on 3/26/2009, vested equally over a three-year period, and were fully vested on 3/26/2012.
- F4Stock options were granted on 3/25/2010, vested equally over a three-year period, and were fully vested on 3/25/2013.