SEC Form 4 · accession 0001104659-15-025628
COMFORT SYSTEMS USA INC · FIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Matthew Mylett
Officer — SrVP - Service
Period of report
Mar 25, 2015
Accepted (ET)
Apr 2, 2015 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 25, 2015 | A | 4,728 | $0.00 | A | 10,301 | D | |
| Common StockF2,F3,F4 | Apr 2, 2015 | F | 491 | $21.04 | D | 9,810 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF5,F6 | $19.67 | Mar 25, 2015 | A | 12,205 | A | Apr 1, 2016 | Mar 25, 2025 | Common Stock | 12,205 | 12,205 | D |
Explanation of responses
- F1Each restricted stock unit granted on March 25, 2015 represents a right to receive one share of common stock and will vest in equal installments over a three-year vesting schedule.
- F2Forfeited shares are related to restricted stock units that vested on April 1,2015 and were priced based on the average of the high and low stock price on April 1, 2015. Forfeitures were processed on April 2, 2015.
- F3Reflects forfeited shares related to the first vesting of restricted stock units granted on March 19, 2014.
- F4Price is based on the average of the high and low stock price on April 1, 2015.
- F5Stock options vest in equal installments over a three-year vesting schedule.
- F6Stock options will expire at the earlier of ten years from the date of grant or three months following termination of employment.