SEC Form 4 · accession 0001437749-18-022513
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephanie A. Westington
Officer — SVP/CONTROLLER
Period of report
Dec 19, 2018
Accepted (ET)
Dec 21, 2018 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2,F3 | Dec 19, 2018 | J | 20 | $9.6222 | A | 10,143 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Ms. Westington is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of her participation in the DRP during December 2018.
- F2Ms. Westington owns 5,042 shares of time-based restricted common stock; and 5,101.285 shares held solely by Ms. Westington.
- F3Total shares have been adjusted due to the conversion of the FNCB Bancorp, Inc.'s transfer agent and LTIP administrator. Fractional shares held in Ms. Westington's LTIP were rounded up to the nearest whole share when transferred to the new transfer agent.