SEC Form 4 · accession 0001437749-18-017301
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Bone Jr.
Officer — EVP & CFO
Period of report
Sep 19, 2018
Accepted (ET)
Sep 21, 2018 · 2:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2,F3 | Sep 19, 2018 | J | 84 | $10.535 | A | 34,936 | D | |
| COMMON STOCK | holding | — | — | — | 267 | I | Adult child who lives with Mr. Bone |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Bone is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of his participation in the DRP for September 2018.
- F2This amount includes 66.016 shares acquired jointly with Mr. Bone's spouse and 18.328 shares acquired jointly with Mr. Bone's father and siblings. Therefore Mr.Bone owns 12,637 shares of time-based restricted common stock solely owned by Mr. Bone; 17,453.0880 shares held jointly with his spouse; 4,845.6580 shares co-owned with Mr. Bone's father and siblings.
- F3Total shares have been adjusted due to the conversion of the FNCB Bancorp, Inc.'s transfer agent and LTIP administrator. Fractional shares held in Mr. Bone's LTIP were rounded up to the nearest whole share when transferred to the new transfer agent.