SEC Form 4 · accession 0001437749-18-017298
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa L Kinney
Officer — SVP/RETAIL LENDING OFFICER
Period of report
Sep 19, 2018
Accepted (ET)
Sep 21, 2018 · 2:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Sep 19, 2018 | J | 12 | $10.535 | A | 8,002 | D | |
| Common StockF4 | holding | — | — | — | 174 | I | See footnote 4 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Ms. Kinney is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transaction are the result of his participation in the DRP for September 2018.
- F2Ms. Kinney owns 4,856 shares of time-based restricted common stock; and 3,145.9100 shares held solely by Ms. Kinney.
- F3Total shares have been adjusted due to the conversion of the FNCB Bancorp, Inc.'s transfer agent and LTIP administrator. Fractional shares held in Ms. Kinney's LTIP were rounded up to the nearest whole share when transferred to the new transfer agent.
- F4This amount includes shares held by Ms. Kinney's adult child who lives with Ms. Kinney.