SEC Form 4 · accession 0001437749-18-017295
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Griffin Cummings
Officer — EVP/GENERAL COUNSEL
Period of report
Sep 19, 2018
Accepted (ET)
Sep 21, 2018 · 2:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2,F3 | Sep 19, 2018 | J | 40 | $10.535 | A | 16,546 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Ms. Cummings is a participant in the FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of her participation in the DRP for September 2018.
- F2Ms. Cummings owns 6,033 shares of time-based restricted common stock; and 10,512.7760 shares held solely by Ms. Cummings.
- F3Total shares have been adjusted due to the conversion of the FNCB Bancorp, Inc.'s transfer agent and LTIP administrator. Fractional shares held in Ms. Cummings' LTIP were rounded down to the nearest whole share when transferred to the new transfer agent.