SEC Form 4 · accession 0001437749-18-017258
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis A Denaples
Director · 10% Owner
Period of report
Sep 19, 2018
Accepted (ET)
Sep 20, 2018 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | Sep 19, 2018 | J | 6,650 | $10.535 | A | 1,758,158 | D | |
| COMMON STOCKF4 | Sep 19, 2018 | J | 55 | $10.535 | A | 15,473 | I | By Spouse |
| COMMON STOCKF5 | holding | — | — | — | 2,439 | I | By DeNaples Equipment Company |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. DeNaples is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of his participation in the DRP during September 2018.
- F2This amount includes 6,630.773 shares acquired by Mr. DeNaples individually through the DRP; and 19.472 shares acquired jointly with his spouse through the DRP. Therefore, Mr. DeNaples holds 1,753,010.492 shares individually and 5,147.974 shares jointly with his spouse.
- F3Mr. DeNaples spouse is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of her participation in the DRP during September 2018.
- F4This amount includes 55.347 shares acquired individually by Mr. DeNaples' spouse through the DRP during September 2018. Therefore Mr. DeNaples' spouse holds 15,472.614 shares individually.
- F5Comprises 2,439 shares held by a business in which Mr. DeNaples is a 33.33% owner with his brother, Dominick DeNaples.