SEC Form 4 · accession 0001437749-18-012457
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian C. Mahlstedt
Officer — CHIEF LENDING OFFICER
Period of report
Jun 22, 2018
Accepted (ET)
Jun 26, 2018 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | Jun 22, 2018 | J | 81 | $8.9518 | A | 30,975 | D | |
| COMMON STOCKF3 | holding | — | — | — | 800 | I | By daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Mahlstedt is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of his participation in the DRP during June 2018.
- F2This amount includes 27.4218 shares acquired individually and 53.300 shares acquired jointly with his spouse pursuant to the DRP. Therefore Mr. Mahlstedt owns 11,478 shares of time-based restricted common stock solely owned by Mr. Mahlstedt; 7,515.4972 shares held solely by Mr. Mahlstedt; and 11,981.5080 shares owned jointly with his spouse.
- F3The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.