SEC Form 4 · accession 0001437749-18-005321
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian C. Mahlstedt
Officer — CHIEF LENDING OFFICER
Period of report
Mar 21, 2018
Accepted (ET)
Mar 23, 2018 · 3:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | Mar 21, 2018 | J | 52 | $9.1191 | A | 30,894 | D | |
| COMMON STOCKF3 | holding | — | — | — | 800 | I | By daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Mahlstedt is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of his participation in the DRP during March 2018.
- F2This amount includes 52.3255 shares acquired individually pursuant to the DRP. Therefore Mr. Mahlstedt owns 17,563 shares of time-based restricted common stock solely owned by Mr. Mahlstedt; 1,403.0754 shares held solely by Mr. Mahlstedt; and 11,928.2080 shares owned jointly with his spouse.
- F3The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.