SEC Form 4 · accession 0001437749-18-005302
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis A Denaples
Director · 10% Owner
Period of report
Mar 21, 2018
Accepted (ET)
Mar 23, 2018 · 2:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | Mar 21, 2018 | J | 7,615 | $9.1191 | A | 1,743,717 | D | |
| COMMON STOCKF4 | Mar 21, 2018 | J | 63 | $9.1191 | A | 15,352 | I | By Spouse |
| COMMON STOCKF5 | holding | — | — | — | 2,439 | I | By DeNaples Equipment Company |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. DeNaples is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of his participation in the DRP during March 2018.
- F2This amount includes 7,592.933 shares acquired by Mr. DeNaples individually through the DRP; and 22.298 shares acquired jointly with his spouse through the DRP. Therefore, Mr. DeNaples holds 1,738,610.953 shares individually and 5,105.688 shares jointly with his spouse.
- F3Mr. DeNaples spouse is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of her participation in the DRP during March 2018.
- F4This amount includes 63.378 shares acquired individually by Mr. DeNaples' spouse through the DRP during March 2018. Therefore Mr. DeNaples' spouse holds 15,352.422 shares individually.
- F5Comprises 2,439 shares held by a business in which Mr. DeNaples is a 33.33% owner with his brother, Dominick DeNaples.