SEC Form 4 · accession 0001437749-18-000170
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Griffin Cummings
Officer — SVP/GENERAL COUNSEL
Period of report
Dec 29, 2017
Accepted (ET)
Jan 3, 2018 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | Dec 29, 2017 | J | 39 | $7.3747 | A | 13,547 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Ms. Cummings is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of her participation in the DRP during December 2017.
- F2This amount includes 39.1803 shares acquired pursuant to the DRP; 6,284 shares of time-based restricted common stock solely owned by Ms. Cummings; and 7,223.6213 shares held solely by Ms. Cummings.