SEC Form 4 · accession 0001437749-18-000145
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian C. Mahlstedt
Officer — CHIEF LENDING OFFICER
Period of report
Dec 29, 2017
Accepted (ET)
Jan 3, 2018 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | Dec 29, 2017 | J | 64 | $7.3747 | A | 25,696 | D | |
| COMMON STOCKF3 | holding | — | — | — | 800 | I | By daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Mahlstedt is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of his participation in the DRP during December 2017.
- F2This amount includes 64.3538 shares acquired pursuant to the DRP; 12,417 shares of time-based restricted common stock solely owned by Mr. Mahlstedt; and 13,214.6041 shares held solely by Mr. Mahlstedt.
- F3The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.