SEC Form 4 · accession 0001437749-17-016484
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian C. Mahlstedt
Officer — CHIEF LENDING OFFICER
Period of report
Sep 27, 2017
Accepted (ET)
Sep 28, 2017 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | Sep 27, 2017 | J | 45 | $7.7932 | A | 25,632 | D | |
| COMMON STOCKF3 | holding | — | — | — | 800 | I | By daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Mahlstedt is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of his participation in the DRP during September 2017.
- F2This amount includes 45.4979 shares acquired pursuant to the DRP; 12,417 shares of time-based restricted common stock solely owned by Mr. Mahlstedt; and 13,169.1062 shares held solely by Mr. Mahlstedt.
- F3The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.