SEC Form 4 · accession 0001437749-17-016454
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Bone Jr.
Officer — EVP & CFO
Period of report
Sep 27, 2017
Accepted (ET)
Sep 28, 2017 · 3:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | Sep 27, 2017 | J | 83 | $7.7932 | A | 33,736 | D | |
| COMMON STOCK | holding | — | — | — | 64 | I | Adult child who lives with Mr. Bone |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Bone is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of his participation in the DRP during September 2017.
- F2This amount includes 0.0002 shares acquired individually by Mr. Bone; 64.848 shares acquired jointly with Mr. Bone's spouse; and 18.249 shares acquired jointly with Mr. Bone's father and siblings. Therefore Mr. Bone owns 15,420.808 shares held jointly with his spouse; 13,556 shares of time-based restricted common stock solely owned by Mr. Bone; 4,759.055 shares co-owned with Mr. Bone's father and siblings; and 0.0287 shares owned solely by Mr. Bone.