SEC Form 4 · accession 0001437749-17-011502
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerard A Champi
Officer — PRESIDENT & CEO
Period of report
Jun 15, 2017
Accepted (ET)
Jun 19, 2017 · 7:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | Jun 15, 2017 | J | 91 | $7.5156 | A | 45,093 | D | |
| COMMON STOCK | holding | — | — | — | 355 | I | Adult child who lives with Mr. Champi | |
| COMMON STOCKF3 | holding | — | — | — | 1,411 | I | See footnote below |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Champi is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of his participation in the DRP on 6/15/17.
- F2This amount includes 79.3692 shares acquired individually and 11.603 shares acquired jointly with spouse through the DRP on 6/15/17; 22,212 shares of time-based restricted common stock solely owned by Mr. Champi; and 19,883.586 shares held solely by Mr. Champi; and 2,906.692 shares held jointly with Mr. Champi's spouse.
- F3Mr. Champi no longer has a beneficial interest in shares of common stock owned by four family members and previously included in Mr. Champi's ownership reports.