SEC Form 4 · accession 0001437749-17-011467
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis A Denaples
Director · 10% Owner
Period of report
Jun 15, 2017
Accepted (ET)
Jun 19, 2017 · 2:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | Jun 15, 2017 | J | 6,839 | $7.5156 | A | 1,720,114 | D | |
| COMMON STOCKF4 | Jun 15, 2017 | J | 57 | $7.5156 | A | 15,156 | I | By Spouse |
| COMMON STOCKF5 | holding | — | — | — | 2,439 | I | By DeNaples Equipment Company |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. DeNaples is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of his participation in the DRP on 6/15/17.
- F2This amount includes 6,818.852 shares acquired by Mr. DeNaples individually through the DRP; and 20.025 shares acquired jointly with his spouse through the DRP. Therefore, Mr. DeNaples holds 1,715,077.508 shares individually and 5,036.578 shares jointly with his spouse.
- F3Mr. DeNaples spouse is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of her participation in the DRP on 6/15/17.
- F4This amount includes 56.916 shares acquired individually by Mr. DeNaples' spouse through the DRP on 6/15/17. Therefore Mr. DeNaples' spouse holds 15,155.9900 shares individually.
- F5Comprises 2,439 shares held by a business in which Mr. DeNaples is a 33.33% owner with his brother, Dominick DeNaples.