SEC Form 4 · accession 0001437749-17-004871
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerard A Champi
Officer — PRESIDENT & CEO
Period of report
Mar 15, 2017
Accepted (ET)
Mar 17, 2017 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | Mar 15, 2017 | J | 71 | $6.541 | A | 45,002 | D | |
| COMMON STOCKF3 | Mar 15, 2017 | J | 8 | $6.541 | A | 1,766 | I | By self as custodian for children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Champi is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of his participation in the DRP in 2017.
- F2This amount includes 57.2960 shares acquired individually and 13.270 shares acquired jointly with spouse through the DRP in 2017; 29,546 shares of time-based restricted common stock solely owned by Mr. Champi; and 12,492.2900 shares held solely by Mr. Champi; and 2,893.4220 shares held jointly with Mr. Champi's spouse.
- F3This amount includes 8.065 shares acquired through the DRP by Mr. Champi as custodian for five (5) children.