SEC Form 4 · accession 0001437749-17-004868
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Bone Jr.
Officer — EVP & CFO
Period of report
Mar 15, 2017
Accepted (ET)
Mar 17, 2017 · 6:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | Mar 15, 2017 | J | 73 | $6.541 | A | 35,039 | D | |
| COMMON STOCKF4 | Mar 15, 2017 | J | 0 | $6.541 | A | 64 | I | Adult child who lives with Mr. Bone |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Bone is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of his participation in the DRP for March 2017.
- F2This amount includes 41.0830 shares acquired individually by Mr. Bone pursuant to the DRP; 10.177 shares acquired jointly with Mr. Bone's spouse; 21.558 shares acquired jointly with Mr. Bone's father and siblings; 19,090 shares of time-based restricted common stock solely owned by Mr. Bone; 2,219.0181 shares owned jointly with Mr. Bone's spouse; 4,700.990 shares co-owned with Mr. Bone's father and siblings; and 8,956.2191 shares owned solely by Mr. Bone.
- F3Mr. Bone's adult daughter is a participant in FNCB Bancorp's Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of her participation in the DRP in 2017.
- F4This amount includes 0.292 shares acquired by Mr. Bone's adult daughter as a participant in the DRP in 2017.