SEC Form 4 · accession 0001437749-17-003786
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian C. Mahlstedt
Officer — CHIEF LENDING OFFICER
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Mar 1, 2017 | A | 5,417 | $0.00 | A | 25,508 | D | |
| COMMON STOCKF3 | holding | — | — | — | 800 | I | By daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The time-based restricted common stock vests in five (5) equal annual installments which begins 5/15/18, 5/15/19, 5/15/20, 5/15/21 and 5/15/22.
- F2This amount includes 17,417 shares of time-based restricted common stock solely owned by Mr. Mahlstedt; and 8,091.361 shares held solely by Mr. Mahlstedt.
- F3The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.