SEC Form 4 · accession 0001437749-17-003682
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Bone Jr.
Officer — EVP & CFO
Period of report
Jan 31, 2017
Accepted (ET)
Mar 2, 2017 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Mar 1, 2017 | A | 5,857 | $6.83 | A | 34,966 | D | |
| COMMON STOCKF3 | Feb 28, 2017 | J | 4 | $6.8739 | A | 29,109 | D | |
| COMMON STOCKF3 | Jan 31, 2017 | J | 4 | $6.4615 | A | 29,105 | D | |
| COMMON STOCK | holding | — | — | — | 64 | I | Adult child who lives with Mr. Bone |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The time-based restricted common stock vests in five (5) equal annual installments which begin 5/15/18, 5/15/19, 5/15/20, 5/15/21 and 5/15/22.
- F2This amount includes 7.6591 shares acquired jointly with Mr. Bone's spouse pursuant to the DRP; 19,090 shares of time-based restricted common stock solely owned by Mr. Bone; 2,211.359 shares owned jointly with Mr. Bone's spouse; 4,700.3990 shares co-owned with Mr. Bone's father and siblings; and 8,956.2191 shares owned solely by Mr. Bone.
- F3Mr. Bone is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan. These transactions represent his participation for January 2017 and February 2017.