SEC Form 5 · accession 0001437749-17-002546
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William G. Bracey
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 15, 2017 · 12:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF3 | Dec 15, 2016 | J | 20 | $6.05 | A | 3,947 | D | |
| COMMON STOCK | Sep 15, 2016 | J | 16 | $4.98 | A | 3,927 | D | |
| COMMON STOCK | Jun 15, 2016 | J | 14 | $5.84 | A | 3,911 | D | |
| COMMON STOCKF2 | Dec 15, 2016 | J | 515 | $6.05 | A | 102,360 | I | By Bracey's Supermarket, Inc. |
| COMMON STOCK | Sep 15, 2016 | J | 416 | $4.98 | A | 101,845 | I | By Bracey's Supermarket, Inc. |
| COMMON STOCK | Jun 15, 2016 | J | 353 | $5.84 | A | 101,429 | I | By Bracey's Supermarket, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Bracey is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan. These transactions are the result of his participation in the DRP in 2016.
- F2This amount includes 1,284.206 shares acquired by Bracey's Supermarket through FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan in 2016.
- F3This amount includes 49.517 shares acquired by Mr. Bracey individually through FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan in 2016.