SEC Form 5 · accession 0001437749-17-002542
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis A DeNaples Jr.
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 15, 2017 · 11:52 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF4 | Dec 15, 2016 | J | 373 | $6.05 | A | 74,175 | D | |
| COMMON STOCK | Sep 15, 2016 | J | 301 | $4.98 | A | 73,801 | D | |
| COMMON STOCK | Jun 15, 2016 | J | 256 | $5.84 | A | 73,500 | D | |
| COMMON STOCKF3 | Dec 15, 2016 | J | 7 | $6.05 | A | 1,291 | I | By self as UTMA custodian for a minor nephew |
| COMMON STOCK | Sep 15, 2016 | J | 5 | $4.98 | A | 1,285 | I | By self as UTMA custodian for a minor nephew |
| COMMON STOCK | Jun 15, 2016 | J | 4 | $5.84 | A | 1,279 | I | By self as UTMA custodian for a minor nephew |
| COMMON STOCKF2 | Dec 15, 2016 | J | 139 | $6.05 | A | 27,532 | I | By self as UTMA custodian for a child |
| COMMON STOCK | Sep 15, 2016 | J | 112 | $4.98 | A | 27,393 | I | By self as UTMA for a child |
| COMMON STOCK | Jun 15, 2016 | J | 64 | $5.84 | A | 27,281 | I | By self as UTMA custodian for a child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dr. DeNaples is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan. These transactions are the result of his participation in the DRP in 2016.
- F2This amount includes 314.840 shares acquired by Dr. DeNaples as custodian for his five (5)children through FNCB Bancorp's Dividend Reinvestment and Stock Purchase Plan.
- F3This amount includes 16.199 shares acquired by Dr. DeNaples as custodian for a minor nephew through FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan in 2016.
- F4This amount includes 930.586 shares acquired individually by Dr. DeNaples through FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan in 2016.