SEC Form 5 · accession 0001437749-17-002541
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis A Denaples
Director · 10% Owner
Period of report
Dec 31, 2016
Accepted (ET)
Feb 15, 2017 · 11:52 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF4 | Dec 15, 2016 | J | 8,548 | $6.05 | A | 1,705,429 | D | |
| COMMON STOCK | Dec 15, 2016 | J | 25 | $6.05 | A | 1,696,881 | D | |
| COMMON STOCKF2 | Dec 15, 2016 | J | 71 | $6.05 | A | 15,034 | I | By Spouse |
| COMMON STOCKF2 | holding | — | — | — | 14,963 | I | By Spouse | |
| COMMON STOCKF3 | holding | — | — | — | 2,439 | I | By DeNaples Equipment Company |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. DeNaples is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan. These transactions are the result of his participation in the DRP in 2016.
- F2This amount includes 71.456 shares acquired individually by Mr. DeNaples' spouse through FNCB Bancorp's Dividend Reinvestment and Stock Purchase Plan. Therefore Mr. DeNaples' spouse holds 15,033.975 shares individually.
- F3Comprises 2,439 shares held by a business in which Mr. DeNaples is a 33.33% owner with his brother, Dominick DeNaples.
- F4This amount includes 8,548.172 Mr. DeNaples acquired individually through FNCB's Dividend Reinvestment and Stock Purchase Plan; and 25.141 shares acquired with his spouse through FNCB's Dividend Reinvestment and Stock Purchase Plan. Therefore, Mr. DeNaples holds 1,700,435.398 shares individually and 4,993.650 shares jointly with his spouse.