SEC Form 5 · accession 0001437749-17-002540
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominick L Denaples
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 15, 2017 · 11:52 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF3 | Dec 15, 2016 | J | 26 | $6.05 | A | 62,578 | D | |
| COMMON STOCK | Dec 15, 2016 | J | 289 | $6.05 | A | 62,552 | D | |
| COMMON STOCKF2 | holding | — | — | — | 2,439 | I | By DeNaples Equipment Company |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. DeNaples is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan. These transactions are the result of his participation in the DRP in 2016.
- F2Comprises 2,439 shares held by a business in which he is a 33.33% owner with his brother, Louis A. DeNaples.
- F3This amount includes 26.419 shares acquired by Mr. DeNaples individually through FNCB's Dividend Reinvestment and Stock Purchase Plan; and 288.626 shares acquired jointly with his spouse through FNCB's Dividend Reinvestment and Stock Purchase Plan. Therefore, Mr. DeNaples holds 5,247.729 shares individually and 57,330.336 shares jointly with his spouse.