SEC Form 5 · accession 0001437749-17-002523
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Bone Jr.
Officer — EVP & CFO
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 9:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF3 | Dec 15, 2016 | J | 35 | $5.929 | A | 29,101 | D | |
| COMMON STOCK | Dec 15, 2016 | J | 1 | $6.05 | A | 29,066 | D | |
| COMMON STOCK | Dec 15, 2016 | J | 24 | $6.05 | A | 29,065 | D | |
| COMMON STOCK | Sep 15, 2016 | J | 28 | $4.8804 | A | 29,041 | D | |
| COMMON STOCK | Sep 15, 2016 | J | 1 | $4.98 | A | 29,013 | D | |
| COMMON STOCK | Sep 15, 2016 | J | 19 | $4.98 | A | 29,012 | D | |
| COMMON STOCK | Jun 15, 2016 | J | 24 | $5.7232 | A | 28,993 | D | |
| COMMON STOCK | Jun 15, 2016 | J | 1 | $5.84 | A | 28,969 | D | |
| COMMON STOCK | May 30, 2016 | J | 9 | $5.66 | A | 28,968 | D | |
| COMMON STOCK | Jun 15, 2016 | J | 8 | $5.84 | A | 28,959 | D | |
| COMMON STOCK | Jun 30, 2016 | J | 4 | $5.803 | A | 28,951 | D | |
| COMMON STOCK | Aug 1, 2016 | J | 5 | $5.54 | A | 28,947 | D | |
| COMMON STOCK | Aug 31, 2016 | J | 5 | $5.30 | A | 28,942 | D | |
| COMMON STOCK | Sep 15, 2016 | J | 9 | $4.98 | A | 28,938 | D | |
| COMMON STOCK | Sep 30, 2016 | J | 5 | $5.00 | A | 28,929 | D | |
| COMMON STOCK | Oct 31, 2016 | J | 5 | $5.27 | A | 28,924 | D | |
| COMMON STOCK | Nov 30, 2016 | J | 4 | $5.69 | A | 28,919 | D | |
| COMMON STOCK | Dec 15, 2016 | J | 11 | $6.05 | A | 28,914 | D | |
| COMMON STOCK | Dec 30, 2016 | J | 4 | $6.047 | A | 28,903 | D | |
| COMMON STOCKF2 | Dec 15, 2016 | J | 0 | $6.05 | A | 64 | I | Adult child who lives with Mr. Bone |
| COMMON STOCK | Sep 15, 2016 | J | 0 | $4.98 | A | 63 | I | Adult child who lives with Mr. Bone |
| COMMON STOCK | Jun 15, 2016 | J | 0 | $5.84 | A | 63 | I | Adult child who lives with Mr. Bone |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Bone is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan. These transactions are the result of his participation in the DRP in 2016.
- F2This amount includes .798 shares acquired by Mr. Bone's adult daughter as a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan. These transactions are the result of her participation in the DRP in 2016.
- F3This amount includes 90.2191 shares acquired by Mr. Bone individually pursuant to the DRP, 69.008 shares acquired jointly with spouse pursuant to the DRP, 42.750 shares acquired co-owned with Mr. Bone's father and siblings; 14,999 shares of time-based restricted common stock solely owned by Mr. Bone; 2,142.351 shares owned jointly with Mr. Bone's spouse; 4,657.649 shares co-owned with Mr. Bone's father and siblings; 7,100 shares owned solely by Mr. Bone.